Officer Compliance and Risk Management

Opportunity Information

The Role

Lucky Investments Limited is hiring an Officer Compliance and Risk Management to support full compliance with laws, regulations, internal policies and industry standards, and to help identify, assess, monitor and mitigate operational, regulatory and financial risks.

•Daily screening of the customer portfolio •Transaction monitoring of customers •Screening customers prior to onboarding •Monitor exposure limits of funds, cash margin, brokerage and other regulatory limits daily •Assist in compliance and risk periodic review •Maintain register for screening of representatives of corporate account holders •Compile data for regulatory reporting •Assist in annual and quarterly AML reporting

Applicants General Eligibility & Requirements

Education, Experience and Skills Requirements